PMD Legal provides public and private companies with advice on securities regulatory compliance at the federal and state level. We have broad experience with the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940 and the Investment Advisers Act of 1940.

Our securities experience includes private offerings, issuer tender offers and secondary offerings as well as compliance with state blue sky laws. In addition, we have experience representing publicly traded companies on a variety of securities matters, including:

• Corporate governance issues 
• Sarbanes-Oxley compliance 
• Periodic reporting to the Securities and Exchange Commission, including assistance with Form 10-K, Form 10-Q, Form 8-K, Proxy Statements, press releases and Section 16 filings 
• Preparation for annual shareholder meetings 
• Complying with stock exchange rules 

We also have experience registering and advising investment advisers to comply with state and federal regulations.